EAST LINDSEY DISTRICT COUNCIL

COUNCIL - 12TH DECEMBER 2001

SUBJECT: GENERAL AGREEMENT ON TRADE IN SERVICES (GATS)

REPORT BY: Chief Executive
(contact officer: A. Sharpe, direct 01507 329 431)

PART: I

OBJECT OF REPORT To inform Members of the recent developments with respect to the General Agreement on Trade in Services, and propose a Council position on the issue.

RECOMMENDATIONS
The Community and Environment Policy Forum recommends:

a)    That the Council adopt a position of extreme concern over
international agreements, such as the General Agreement on Trade in
Services, where:
i.    They will result in an erosion of local decision-making authority.
ii.    They hamper the Council's ability to deliver Best Value & Community
Well-Being.
iii.    Their impacts have not had a comprehensive assessment, particularly
with respect to the provision of public services, Local Government, the
environment and vulnerable groups.
iv.    There has not be adequate consultation with Local Government.
v.    They are effectively irreversible.

b)    That the concerns described in (a) be communicated to the relevant
individuals and bodies, including Local Councils, the Local Government
Association, Members of Parliament, and Members of the European
Parliament.


FINANCIAL IMPLICATIONS
There are no financial implications associated with this report.


1.0    Introduction
1.1    The General Agreement on Trade in Services (GATS) is an
international trade agreement that was agreed in 1994 at the end of the
last round of trade negotiations (the Uruguay Round).  It is an
agreement of the World Trade Organisation (WTO), which was set up in
1995 to administer world trade rules.

1.2    Although GATS has been signed, it is not fully operational yet.
Current negotiations (referred to as GATS 2000) aim to extend GATS to as
many service sectors as possible.  GATS focuses mainly on removing
barriers to foreign service companies that exist within each country, on
the basis that removing these will stimulate more trade and create
benefits for all.  

1.3    However, these 'barriers' are the result of decisions made by
democratic society, generally referred to as laws, regulations, policies
and other forms of government intervention.  These have been enacted for
a range of reasons (public health, the environment, worker's rights,
etc).  GATS aims to deregulate - to remove those rules that restrict
trade.  There is concern that GATS elevates the commercial interests of
multinationals over the broader public interest.


2.0    GATS - Areas of Concern for Local Government
2.1    Application to Local Authorities - Although local authorities are
not signatories to the agreement, have not been involved in the current
negotiations, and have not been consulted; they are bound by the
agreement.

2.2    Prohibits Barriers to Foreign Service Providers - GATS requires
Councils to ensure open access to foreign companies (selling from the UK
or overseas) for all sectors that the British Government has signed up
to, and ensure that foreign companies are not discriminated against,
even unintentionally.  GATS prohibits local government from enacting any
regulation that the WTO rules to be an 'unnecessary' barrier to foreign
service providers. 

2.3    Burden of Proof - If a policy, plan or decision of a local authority
is challenged, the burden of proof rests with the accused (in this case
the local authority), to show that they were acting within the terms of
the agreement.  Challenges are heard via the WTO Disputes Settlement
Procedure, from which there is no appeal.

2.4    No de minimis Provision - Any violation of GATS, regardless of how
small, can be challenged.  Even if the amount of trade actually being
affected by a local government practice might be relatively
insignificant, if a WTO country did not like the precedent being set,
then it might launch a WTO dispute.

2.5    Effectively Irreversible - Once signed, a country is locked into the
agreement - the procedure for getting out of GATS is so onerous and
costly so that it is effectively impossible to withdraw.  This means
that any change in policy by a local or national government could not
reverse GATS commitments --nor could a change in Government.


3.0    Potential Implications for East Lindsey District Council
To date, there has been no comprehensive independent assessment of the
implications of GATS.  Based on available information though, the
passage of GATS could have serious implications for local governments
and their ability to act on behalf of their constituents.  The
implications for Local Government may include:

3.1 Environment
GATS would make it very difficult to limit inward investment on
environmental grounds.  For example, exhaustion of natural resources is
not on the list of exceptions that can apply in placing a limitation on
trade under GATS.  When countries add service sectors they lose the
right to impose a wide range of restrictions on service companies.  For
example, a local authority may wish to place new restrictions on the use
of an ecologically fragile area.  Such a decision could be challenged,
with the burden of proof resting on the local council.

3.2    Community Well - Being and Best Value
The implementation of GATS would result in the interests of companies in
removing restrictions elevated over other local government aims, such as
promoting community well-being and Best Value.  For example, if a local
authority decides on a policy to promote community well - being that may
adversely affect a foreign company, even unintentionally, it may be
challenged under the WTO.

3.3    Erosion of Local Decision Making
GATS would limit the discretion of local councils in stimulating the
local economy.  As the agreement would require foreign multinationals to
be treated equally, a Council could not preferentially offer work to
local employers.  Similarly, Council's would be prohibited under GATS in
considering the legal entity of an organisation in the supply of
services.  A Council could therefore not discriminate in favour of a
local trust, charity or not-for-profit organisation over a foreign
multi-national in, for example, the provision of social housing.

3.4    Planning and Land-use
Councils may be restricted in using discretionary powers in the planning
process to apply conditions or change land use policies.  A foreign
investor has recently challenged the land use decision of a Mexican
local authority, based on a provision in the North American Free Trade
Agreement.  Similar provisions are currently being negotiated for
inclusion in GATS.


4.0    Conclusion
Members of the Community and Environment Policy Forum expressed
considerable concern over the possible impacts of GATS on local
democracy and decision making.  Based on available information, it is
felt to have the potential to limit the ability of East Lindsey District
Council to protect the local environment and deliver its Best Value and
Community Well - Being commitments.

Although the agreement has been signed, there is considerable scope
within the existing negotiations to ensure that the views of Local
Government are incorporated.  The precedent exists where WTO members
have intervened at GATS meetings on behalf of their local governments.
The Canadian equivalent of the Local Government Association has recently
requested that all local government services should be exempt from
GATS.  It would appear therefore that there is scope for Local
Authorities to influence the current negotiations.



BACKGROUND DOCUMENTS
At your services: The impact of GATS on Local Government Briefing Paper;
July 2001, Word Development Movement.

Affiliate Policy Briefing: General Agreement on Trade in Services
(GATS); 5th April 2001, Local Government Information Unit.

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